[单选题]

Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management, which specializes intrading highly illiquid shares. Rodriguez has been using Hon Securities Brokers almost exclusivelywhen making transactions for Nisqually clients, as well as for his own relatively small account. Honalways executes Rodriguez's personal trades at a more preferential price than for Rodriguez's clients' accounts. This special pricing occurs regardless of whether or not Rodriguez personallytrades before or after clients. Rodriguez should least likely do which of the following in order tocomply with the CFA Institute Standards of Professional Conduct?

A.Trade client accounts before his own account.

B.Eliminate the exclusive trading arrangement.

C.Average trade prices across all trading accounts.

参考答案与解析:

相关试题

Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management, which specializes in tra

[单选题]Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management,

  • 查看答案
  • When Abdullah Younis, CFA, was hired as a portfolio manager at an asset management firm two years ag

    [单选题]When Abdullah Younis, CFA, was hired as a portfolio manager at an asset man

  • 查看答案
  • When Abdullah Younis, CFA, was hired as a portfolio manager at an asset management firm two years ag

    [单选题]When Abdullah Younis, CFA, was hired as a portfolio manager at an asset man

  • 查看答案
  • Zhang Min, CFA, a portfolio manager managing an index fund in a large asset management company. What

    [单选题]Zhang Min, CFA, a portfolio manager managing an index fund in a large asset

  • 查看答案
  • Preeta Singh, a CFA Candidate, is an asset manager employed by a fund management company managing ve

    [单选题]Preeta Singh, a CFA Candidate, is an asset manager employed by a fund manag

  • 查看答案
  • Florence Zuelekha, CFA, is an equity portfolio manager at Grid Equity Management (GEM), a firm speci

    [单选题]Florence Zuelekha, CFA, is an equity portfolio manager at Grid Equity Manag

  • 查看答案
  • Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that

    [单选题]Zhang Zhong, CFA, is a portfolio manager in a large investment management c

  • 查看答案
  • Will Hunter, CFA, is a portfolio manager at NV Asset Managers. An investment banker asks Hunter to p

    [单选题]Will Hunter, CFA, is a portfolio manager at NV Asset Managers. An investmen

  • 查看答案
  • With respect to the portfolio management process, asset allocation decisions are made in the:

    [单选题]With respect to the portfolio management process, asset allocation decision

  • 查看答案
  • Connie Fletcher, CFA, works for a small money management firm that specializes in pension accounts.

    [单选题]Connie Fletcher, CFA, works for a small money management firm that speciali

  • 查看答案
  • Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management, which specializes intrad