[单选题]

Kazuya Kato, CFA, is a widely followed economist at a global investment bank. When Kato opines on economic trends, markets react by moving stock valuations considerably. When Kato receives information of a temporary oversupply of rare earth metals, he issues a forecast that price trends for rare earth metals will be down significantly on a long-term basis. Kato also secretly sells his report to a widely followed Internet site. Prior to issuing this forecast, Kato emailed all portfolio managers at his bank with a copy of his report indicating that his opinion would be reversed shortly so there will be trading opportunities. Kato least likely violated which of the following CFA Institute Code of Ethics and Standards of Professional Conduct?

A.Market Manipulation.

B.Priority of Transactions.

C.Additional Compensation Arrangements.

参考答案与解析:

相关试题

Gardner Knight, CFA, is a product development specialist at an investment bank. Knight is responsibl

[单选题]Gardner Knight, CFA, is a product development specialist at an investment b

  • 查看答案
  • Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB), Figeczky traded the bank�

    [单选题]Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB), Fi

  • 查看答案
  • Monique Gretta, CFA, is a research analyst at East West Investment Bank. Previously, Gretta worked a

    [单选题]Monique Gretta, CFA, is a research analyst at East West Investment Bank. Pr

  • 查看答案
  • Joyce La Valle, CFA is a portfolio manager at a global bank. La Valle has been told she should use a

    [单选题]Joyce La Valle, CFA is a portfolio manager at a global bank. La Valle has b

  • 查看答案
  • As a condition of his employment with an investment bank, Abasi Hasina, CFA, was required to sign an

    [单选题]As a condition of his employment with an investment bank, Abasi Hasina, CFA

  • 查看答案
  • Colleen O'Neil, CFA, manages a private investment fund with a balanced global investment mandat

    [单选题]Colleen O'Neil, CFA, manages a private investment fund with a balanced glob

  • 查看答案
  • Thomas Turkman recently hired Georgia Viggen, CFA, as a portfolio manager for North South Bank. Alth

    [单选题]Thomas Turkman recently hired Georgia Viggen, CFA, as a portfolio manager f

  • 查看答案
  • Thomas Turkman recently hired Georgia Viggen, CFA, as a portfolio manager for North South Bank. Alth

    [单选题]Thomas Turkman recently hired Georgia Viggen, CFA, as a portfolio manager f

  • 查看答案
  • Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional investment bank speciali

    [单选题]Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional

  • 查看答案
  • Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance St

    [单选题]Fundamental Asset Managers claims compliance with the CFA Institute Global

  • 查看答案
  • Kazuya Kato, CFA, is a widely followed economist at a global investment bank. When Kato opines on ec