当前位置： 找题吧 >  CFA特许金融分析师 CFA考试LevelⅠ
[单选题]

Tonya Tucker, CFA, is a financial analyst at Bowron Consolidated. Bowron has numerous subsidiaries and is actively involved in mergers and acquisitions to expand its businesses. Tucker analyzes a number of companies, including Hanchin Corporation. When Tucker speaks with the CEO of Bowron, she indicates many of the companies she has looked at would be attractive acquisition targets for Bowron. After her discussion with the CEO, Tucker purchases 100,000 shares of Hanchin Corporation at $200 per share. Bowron does not have any pre-clearance procedures, so the next time she meets with the CEO, Tucker mentions she owns shares of Hanchin. The CEO thanks her for this information but does not ask for any details. Two weeks later, Tucker sees a companywide e-mail from the CEO announcing Bowron's acquisition of Hanchin for $250 a share. In regard to her purchase of Hanchin stock, Tucker least likely violated the CFA Institute Standards of Professional Conduct concerning:

A.Priority of Transactions.

B.Loyalty.

C.Material Nonpublic Information.

参考答案与解析：

相关试题

Tonya Tucker, CFA, is a financial analyst at Bowron Consolidated. Bowron has numerous subsidiaries a

[单选题]Tonya Tucker, CFA, is a financial analyst at Bowron Consolidated. Bowron ha

  • 查看答案

    • Sheila Schleif, CFA, is an equity analyst at an investment banking division of Mokara Financial Grou

    [单选题]Sheila Schleif, CFA, is an equity analyst at an investment banking division

  • 查看答案

    • Sheila Schleif, CFA, is an equity analyst at an investment banking division of Mokara Financial Grou

    [单选题]Sheila Schleif, CFA, is an equity analyst at an investment banking division

  • 查看答案

    • Peter Taylor, a CFA charterholder and a food industry analyst for a large investment firm, has been

    [单选题]Peter Taylor, a CFA charterholder and a food industry analyst for a large i

  • 查看答案

    • Zhao Wei, CFA, is a well-known and respected analyst who follows the financial software industry. He

    [单选题]Zhao Wei, CFA, is a well-known and respected analyst who follows the financ

  • 查看答案

    • An analyst has calculated the following ratios from a company's financial statements:<br /&g

    [单选题]An analyst has calculated the following ratios from a company's financial s

  • 查看答案

    • Eileen Fisher, CFA has been a supervisory analyst at SL Advisors for the past ten years. Recently, o

    [单选题]Eileen Fisher, CFA has been a supervisory analyst at SL Advisors for the pa

  • 查看答案

    • Tamlorn Mager, CFA, is an analyst at Pyallup Portfolio Management. CFA Institute recently notifiedMa

    [单选题]Tamlorn Mager, CFA, is an analyst at Pyallup Portfolio Management. CFA Inst

  • 查看答案

    • Green Brothers, an emerging market fund manager, has two of its subsidiaries simultaneously buy and

    [单选题]Green Brothers, an emerging market fund manager, has two of its subsidiarie

  • 查看答案

    • Tamlorn Mager, CFA, is an analyst at Pyallup Portfolio Management. CFA Institute recently notified M

    [单选题]Tamlorn Mager, CFA, is an analyst at Pyallup Portfolio Management. CFA Inst

  • 查看答案

    • Tonya Tucker, CFA, is a financial analyst at Bowron Consolidated. Bowron has numerous subsidiaries a