Kim Klausner, CFA, monitors several hundred employees as head of compliance for a large investment advisory firm. Klausner has always ensured that his company's compliance program met or exceeded those of its competitors. Klausner, who is going on a long vacation, has delegated his supervisory responsibilities to Sue Chang. Klausner informs Chang that her responsibilities include detecting and preventing violations of any capital market rules and regulations and the CFA Institute Standards of Professional Conduct. Klausner least likely violated the CFA Institute Standards of Professional Conduct by failing to instruct Chang to also consider:

[单选题]Kim Klausner, CFA, monitors several hundred employees as head of compliance

[单选题]Wouter Duyck, CFA, is the sole proprietor of an investment advisory firm se

[单选题]Wouter Duyck, CFA, is the sole proprietor of an investment advisory firm se

[单选题]Jack Steyn, CFA, recently became the head of the trading desk at a large in

[单选题]Jack Steyn, CFA, recently became the head of the trading desk at a large in

[单选题]Mariam Musa, CFA, head of compliance at Dunfield Brokers, questions her col

[单选题]Mariam Musa, CFA, head of compliance at Dunfield Brokers, questions her col

[单选题]Fundamental Asset Managers claims compliance with the CFA Institute Global

[单选题]Benefits of compliance with the CFA Institute Global Investment Performance

[单选题]Several years ago, Simon Ma, CFA, founded an investment club with three fri