[单选题]

Jefferson Piedmont, CFA, a portfolio manager for Park Investments, plans to manage the portfolios of several family members in exchange for a percentage of each portfolio's profits. Because his family members have extensive portfolios requiring substantial attention, they have requested that Piedmont provide the services outside of his employment with Park. Piedmont notifies his employer in writing of his prospective outside employment. Two weeks later, Piedmont begins managing the family members' portfolios. By managing these portfolios, which of the following CFA Institute Standards of Professional Conduct has Piedmont violated?

A.Conflicts of Interest

B.Additional Compensation

C.Both Additional Compensation and Conflicts of Interest

参考答案与解析:

相关试题

ZhongYi Xie, CFA, a portfolio manager for PIA Investments, plans to manage the portfolios of several

[单选题]ZhongYi Xie, CFA, a portfolio manager for PIA Investments, plans to manage

  • 查看答案
  • Frist Investments, Inc. has just hired Michael Pulin to manage institutional portfolios, most of whi

    [单选题]Frist Investments, Inc. has just hired Michael Pulin to manage institutiona

  • 查看答案
  • Molly Burnett, CFA, is a portfolio manager for a fund that only invests in environmentally friendly

    [单选题]Molly Burnett, CFA, is a portfolio manager for a fund that only invests in

  • 查看答案
  • Molly Burnett, CFA, is a portfolio manager for a fund that only invests in environmentally friendly

    [单选题]Molly Burnett, CFA, is a portfolio manager for a fund that only invests in

  • 查看答案
  • Robert Miguel, CFA, is a portfolio manager for a large investment advisory firm. In appreciation of

    [单选题]Robert Miguel, CFA, is a portfolio manager for a large investment advisory

  • 查看答案
  • David Jordan, a level III candidate in the CFA program, is a portfolio manager with Golson Investmen

    [单选题]David Jordan, a level III candidate in the CFA program, is a portfolio mana

  • 查看答案
  • Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management, which specializes in tra

    [单选题]Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management,

  • 查看答案
  • Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management, which specializes intrad

    [单选题]Chris Rodriguez, CFA, is a portfolio manager at Nisqually Asset Management,

  • 查看答案
  • Florence Zuelekha, CFA, is an equity portfolio manager at Grid Equity Management (GEM), a firm speci

    [单选题]Florence Zuelekha, CFA, is an equity portfolio manager at Grid Equity Manag

  • 查看答案
  • Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that

    [单选题]Zhang Zhong, CFA, is a portfolio manager in a large investment management c

  • 查看答案
  • Jefferson Piedmont, CFA, a portfolio manager for Park Investments, plans to manage the portfolios of